Secondary Market

Regulations	educational support dealing with litigation risks investor relations and transparency FINRA Requirements for Broker-Dealers Investor funds protection Managing Escrow Logistics Managing Investor Relations Non-accredited Investor Reg A+Reg A Reg CF Reg D Secondary Market
Reg A	advertising and solicitation rules currency conversion and international payments filing and disclosure automation form 1-A global investor participation investor tracking and notifications market demand and pricing ongoing reporting real-time transaction processing regular audits and compliance regulatory reporting system uptime
Reg CF	Campaigns conducation Form C-AR Form C Investment Caps Liquidity for Investors Marketing and Advertising Restrictions Tax Reporting Verification of Eligibility Financial Statements Audit
Reg D	Blue Sky Laws Form d Ongoing Reporting Obligations Proper Risk Disclosure Protecting Non-Accredited Investors Reg D 504 Reg D 506 b Reg D 506(c)
Secondary Market	advanced valuation models complexity of alternative assets continuous oversight escrow and payment integration illiquid markets illiquidity of alternative assets lack of standardized valuation market-making challenges matching buyers and sellers multiple jurisdictional regulations operational complexity performance monitoring regulatory reporting requirements secondary market transaction reporting valuation of alternative assets