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Regulations	FINRA Requirements for Broker-Dealers educational support dealing with litigation risks investor relations and transparency Investor funds protection Managing Escrow Logistics Managing Investor Relations Non-accredited Investor Reg A+Resale Restrictions Reg A Reg CF Reg D
Reg A	advertising and solicitation rules currency conversion and international payments filing and disclosure automation form 1-A global investor participation investment limits for non-accredited investors investor tracking and notifications market demand and pricing ongoing reporting real-time transaction processing regular audits and compliance regulatory reporting system uptime
Reg CF	Campaigns conducation Disclosure of Risks Form C-AR Form C Investment Caps Liquidity for Investors Marketing and Advertising Restrictions Tax Reporting Verification of Eligibility Financial Statements Audit
Reg D	Blue Sky Laws Form d Ongoing Reporting Obligations Proper Risk Disclosure Protecting Non-Accredited Investors Reg D 504 Reg D 506 b Reg D 506(c)

Regulations

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